SOP on Handling and Analysis of stability samples

Rahul Kashyap
0
Purpose
To describe the procedure for Handling and Analysis of stability samples and Compilation of Stability Data.
Procedure:
Stability study shall be carried out to understand any chemical, physical and microbiological changes in products during their shelf life when exposed under different storage conditions and to confirm that drug products are assured for their efficacy and safety in marketed packs. Storage conditions and shelf life for finish products are established through stability studies.
Selection of the batches
At development stage of product, at least three primary batches of the product shall be selected for stability testing. For commercial production batches, three primary batches of validation study shall be selected for stability testing.
The batches selected for charging in stability shall be of same formulation and packaged in the same container closure system (including, as appropriate, any secondary packaging and container label) that shall be proposed for production batches and shall provide product of the same quality and meeting the same specification as that intended for marketing.
Stability study shall be performed on each individual strength and container size of the product unless bracketing or matrixing is applied.
Bracketing and matrixing are reduced study designs in which samples for every factor combination are not all tested at all-time points.
Assumptions in bracketing and matrixing should be assessed and justified.
Potential risk should be identified because reduced amount of data is collected in bracketing and matrixing. A matrixing design has less precision in shelf-life estimation and yields a shorter shelf-life than the corresponding full design. If there is an excessive reduction in the number of factor combinations tested and data from the tested factor combinations cannot be pooled to establish a single shelf life, it may be impossible to estimate the shelf lives for missing factor combinations.
Bracketing: Bracketing can be applied to studies of same container closure system where either container size or fill varies while the other remains constant. The design assumes that the stability of any intermediate levels is represented by the stability of the extremes tested. Bracketing can be applied to the following conditions:
Multiple strengths of identical or closely related formulations.
e.g. Aerosol of different strengths made from same formulation.
Aerosol of different strengths with formulations that differ only in minor excipients (e.g. fragrance)
Different container sizes or different fills in the same container closure system.
In case where different excipients are used among strengths, bracketing should not be applied.
Example of Bracketing Design:
Strength
S­­1
S2
S3
Batch
1
2
3
1
2
3
1
2
3
Container Size
W1
T
T
T
---
---
---
T
T
T
W2
---
---
----
---
---
---
----
---
---
W3
T
T
T
---
---
---
T
T
T

*T = Sample tested, S= Strength, W= Container Size
Matrixing: Matrixing is the design in which selected subset of the total number of possible samples for all factor combinations would be tested at a specified time point. At a subsequent point, another subset of samples for all factor combinations would be tested. The design assumes that the stability of each subset of samples tested represents the stability of all samples at a given time point.
In matrixing, all selected factor combinations should be tested at the initial and final time points, while only certain fractions of the designated combinations should be tested at each intermediate time point.
For matrixing at accelerated or intermediate storage condition, testing occurs at minimum three time points, including initial and finial, for each selected combination of factors.
If one strength or container size and/or fill from any matrix design is no longer intended for marketing, stability testing of that strength or container size and/or fill can be continued to support the other strengths or container sizes and/or fills in the design.
Example of Matrixing Design:
One half reduction initially eliminates one in every two time points from the full study design.
Time points (months)
0
3
6
9
12
18
24
36


Strengths

5 mg
Batch 1
T
T
----
T
T
----
T
T
Batch 2
T
T
----
T
T
T
----
T
Batch 3
T
----
T
----
T
T
----
T

10 mg
Batch 1
T
----
T
----
T
----
T
T
Batch 2
T
T
----
T
T
T
----
T
Batch 3
T
----
T
----
T
----
T
T

One Third reduction initially removes one in every three time points from the full study design.
Time points (months)
0
3
6
9
12
18
24
36


Strengths

5 mg
Batch 1
T
T
----
T
T
----
T
T
Batch 2
T
T
T
----
T
T
----
T
Batch 3
T
----
T
T
T
T
T
T
10 mg
Batch 1
T
----
T
T
T
T
T
T
Batch 2
T
T
----
T
T
----
T
T
Batch 3
T
T
T
----
T
T
----
T

*T = Sample tested
In case if the products are packed in different container closure system, then all type of packing configuration shall be considered for stability testing.
Thereafter, one batch of every year shall be subjected to long term stability study or charge as per requirement.
Collection and Charging of Stability Sample
IPQA Officer/Designee shall collect sample for stability study as per approved stability study protocol during batch packing operation.
QAD shall send the stability sample to stability department along with “Stability Sample Intimation” within 7 days from the date of QC release. Stability Sample Intimation shall be filled in duplicate, so that one copy kept by stability department during receiving of sample and duplicate copy kept by QAD.
Executive/Designee-Stability shall receive the stability sample and affix stability sample labels as per following storage condition given in stability protocol.
For Accelerated Study for temperature and RH condition 40°C±2°C & 75% RH±5%RH refer SOP for “Status Labeling”,
For Long term study for temperature and RH condition 30°C±2°C & 75% RH±5%RH refer SOP for “Status Labeling
For Long term study for temperature and RH condition 30°C±2°C & 65% RH±5%RH refer SOP for “Status Labeling
For Long term study for temperature and RH condition (25°C±2°C & 60% RH±5%RH) refer SOP for “Status Labeling”,.
For Long Term Study for temperature and RH condition 5°C±3°C refer SOP for “Status Labeling”.
For Stress condition refer SOP for Status Labeling SOP.
Stability samples shall be stored under controlled room temperature i.e. not more than 25°C till charging in stability chambers.
Stability sample shall be charged in stability chamber within 30 days from the date of QC release.
If stability sample is not charged due to any delay in stability chamber within 30 days, complete analysis shall be performed again within 15 days and stability samples shall be charged after completion of analysis. The results of reanalysis shall be considered as initial results.
After keeping the samples in stability chambers, Executive/Designee-Stability shall make entries in “Stability Chamber Usage Logbook”. 
After charging stability sample Executive/Designee-Stability shall prepare Monthly Planner on computer with password protected excel sheet.
Storage of Stability Sample
Stability study of products shall be done according to climatic conditions of the country. According to the climate, the world is divided into four different zones given below:
Zone
Type of Climate
Zone I
Temperate Zone
Zone II
Mediterranean/ Subtropical Zone
Zone III
Hot Dry Zone
Zone IVa
Hot Humid/ Tropical Zone
Zone IVb
Hot/Higher Humidity
Since Indian environment condition is covered under Zone IVa and IVb. So, sample storage condition and minimum testing frequency for general case shall be as per given below:
Study
Storage Condition
Testing Frequency
Long term*
25°C ± 2°C/60% RH ± 5% RH or or 30°C ± 2°C/65% RH ± 5% RH or 30°C ± 2°C/75% RH ± 5% RH
First year: Initially and after every 3 months
Second year: Every 6 month
Thereafter: Annually
Accelerated
40°C ± 2°C/75% RH ± 5% RH
Initial, 3 months, 6 months
Intermediate **
30°C ± 2°C/65% RH ± 5% RH
Initial, 3 months, 6 months, 9 months & 12 months
* It is up to the applicant to decide whether long term stability studies are performed at 25°C ± 2°C/60% RH ± 5% RH or or 30°C ± 2°C/65% RH ± 5% RH or 30°C ± 2°C/75% RH ± 5% RH
** Intermediate stability condition will be applicable only if Long Term is 25°C ± 2°C/60% RH ± 5% RH
Note: Additional study shall be performed as per customer/ regulatory requirement.
Storage condition and minimum testing frequency for products stored in refrigerator shall be given below:
Study  Storage Condition    Testing Frequency
Long term      5°C ± 3°C      Initial, 3 months, 6 months, 9 months & 12 months.
Accelerated   25°C ± 2°C/60% RH ± 5% RH      Initial, 3 months, 6 months
Storage condition and minimum testing frequency for products stored in freezer shall be given below:
Study  Storage Condition    Testing Frequency
Long term      - 20°C ± 5°C Initial, 3 months, 6 months, 9 months & 12 months.
Storage condition and minimum testing frequency for products stored in Stress Condition shall be given below:
Study  Storage Condition    Testing Frequency
Stress Condition      50° C or 10°C increments   07, 14 & 21 days
Initial (Zero) month is to be considered as date of QC release of the batch. Subsequent time intervals are to be counted on the basis of date of placing the samples into stability chamber (date of charging).
Withdrawal and testing of Stability Sample
According to the “Stability Monthly Planner” Executive/Designee-Stability shall schedule the plan for sample withdrawal.
Executive/Designee-Stability shall make the entries in the column of “withdrawn by Sign & Date” of “Stability Monthly Planner”.
Withdrawal of Stability sample shall not be overdue more than 3 days from its due date of withdrawal.
If stability sample could not withdraw due to any holiday, sample shall be withdrawn on next working day.
Any deviation occurs in sample withdrawal tolerance shall be documented and handled as per SOP of Handling of Deviation.
Samples of accelerated stability study shall be analyzed within15 days from date of withdraw and samples of long term stability study shall be analyzed within 30 days from the date of withdraw. Failure to complete analysis within stated time lines shall be handled through SOP Handling of Deviation.
Executive/Designee-Stability shall record the sample details in Stability Sample Logbook
Executive/Designee-Stability shall record the analysis report in test data sheet, which shall be prepared and approved as per SOP of Preparation of Test Data Sheet. Test Data Sheets shall be prepared for each individual product.
Executive/Designee-Stability shall assign A.R. Number and maintain the log
QC analyst Stability shall receive stability samples and test data sheet by signing and date in monthly planner. QC analyst Stability shall perform the testing as per approved specification.
Stability tests shall include those attributes of the products that are susceptible to change during storage and are likely to influence quality, safety and/or efficacy. e.g. product description, filled container weight, microbiological limit tests, assay, spray rate, corrosion test etc.
Stability study shall cover testing of chemical and microbiological attributes, preservative content, etc. A product specific protocol shall be prepared for performing the stability testing. Stability testing parameters shall be performed as per approved stability study protocol.
On the basis of analysis report Executive/Designee-Stability shall prepare the stability summary sheet and send the summary sheet and analysis report to QAD for review, evaluation and approval.
Stability person withdraw total charged sample at the end of last station from all condition.
After completion of analysis the remaining sample shall be destroyed as per SOP of Destruction of Sample after Analysis.
Evaluation of Stability Data
Head QAD/In-Charge Stability/Designee shall review the report at each testing period for trend analysis or significant changes. After completion of the stability testing as per schedule the stability report shall be prepared and the evaluation of stability data shall be done.
If significant change occurs at any time during 6 months testing at the accelerated storage condition, additional testing at the intermediate storage condition should be conducted and evaluated against significant change criteria.
Criteria of Significant Change is given below:
A 5% change in assay from its initial value.
Any degradation product’s exceeding its acceptance criterion.
Failure to meet the acceptance criteria for product description, MLT (where applicable) & assay etc.
Failure to meet for the acceptance criterion for pH.
Failure to meet the acceptance criteria for filled container weight.
Any significant change in stability results shall be investigated and the investigation report shall be attached to stability protocol.
If the stability fails to meet the specification limits, the same shall be investigated through the SOP of Out of Specification (OOS).
Executive/Designee-Stability shall send request for additional stability sample to QAD for re-analysis (If required) of the product.
To extend the shelf life beyond the period covered by long term data can be proposed by extrapolation, particularly if no significant change is observed at the accelerated condition. Extrapolation is the practice of using a known data set to gather information about future data. Any extrapolation shall be performed such that the extended shelf-life will be valid for a future batch released with test results close to the release acceptance criteria. A shelf-life granted on the basis of extrapolation should always be verified by additional long term stability data as soon as these data become available.
A storage condition statement should be based on the stability evaluation. Wherever applicable, specific instructions shall be provided.
Data evaluation for Shelf Life of the product shall be estimated “Decision Tree for Data Evaluation for Shelf Life Estimation”.
Criteria for additional stability testing
Following are the few cases, but not limited to, in which the additional stability testing shall be required.
Primary packaging component is changed
Major change in the manufacturing process / formulation.
Change in key or active raw materials source.
A switch is made to a new manufacturing site.
Significant change in critical manufacturing equipment, which could have   an influence on product stability.
Change in batch size.
As per party requirement.
Discontinuation of Stability Study
An ongoing stability study shall be terminated subject to any one of the following conditions:
 When a project is terminated by scientific or management decision.
When the active material source is no longer available on the commercial market.
When there is a significant change in the product description, aerosol filled container weight, corrosion testing, spray rate, pH (where applicable), MLT (where applicable) & assay etc. Investigation shall be done on the affected batch along with all the batches produced at the same time.
When container closure system is no longer available on the commercial market.
The stability study shall be terminated by means of a written statement given by Head-QAD with appropriate reasons for discontinue of stability study. The investigation report shall be attached to the study termination statement.
On Recall of product.
Executive/Designee-Stability or ARD shall raise the stability termination i.e. “Termination of Stability Study” and maintain the log “Stability Study Termination Logbook”. Termination number shall be assigned
Executive/Designee-Stability shall perform Stability Chamber Physical Inventory annually and maintain the record and shall affix the inventory label as per SOP for “Status Labeling” on respective stability chamber.



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